HomePosts Tagged "Regulation"

Regulation

New rules for funds and managers, disclosure and ESG requirements, tax and legal changes, and enforcement actions affecting how investment products are structured and marketed.

CFTC, sports leagues team up to monitor prediction markets

CFTC, sports leagues team up to monitor prediction markets

CFTC Chair Mike Selig confirmed May 12 the agency is coordinating with the NFL, NBA and MLB to share data and monitor prediction markets under the Commodity Exchange Act.

1 day ago 2 min read

T3 Unit freezes 0M in illicit crypto across 23 nations

T3 Unit freezes $450M in illicit crypto across 23 nations

2 days ago 2 min read

Genius, Clarity Acts clear path for Institutional crypto ETFs

Genius, Clarity Acts clear path for Institutional crypto ETFs

3 days ago 2 min read

FinCEN warns banks: IRGC uses crypto, front companies

FinCEN warns banks: IRGC uses crypto, front companies

3 days ago 2 min read

SEC to end no-admit/no-deny ‘Gag Rule’

SEC to end no-admit/no-deny ‘Gag Rule’

4 days ago 2 min read

Banks must add layered defenses against deepfakes

Banks must add layered defenses against deepfakes

4 days ago 2 min read

NASAA proposes model rule to align states with SEC marketing rule

NASAA proposes model rule to align states with SEC marketing rule

5 days ago 2 min read

Private equity benchmarks test advisors’ fiduciary duty

Private equity benchmarks test advisors’ fiduciary duty

may 6 2 min read

GAO urges consideration of spousal consent for 401(k) withdrawals

GAO urges consideration of spousal consent for 401(k) withdrawals

may 5 3 min read

Advisers, CPAs push small firms to claim 401(k) tax credit

Advisers, CPAs push small firms to claim 401(k) tax credit

may 4 3 min read