Regulation

New rules for funds and managers, disclosure and ESG requirements, tax and legal changes, and enforcement actions affecting how investment products are structured and marketed.
Advisers, CPAs push small firms to claim 401(k) tax credit

Advisers, CPAs push small firms to claim 401(k) tax credit

Advisers and CPAs are urged to increase small-business use of a federal 401(k) startup tax credit after research finds adoption remains low despite Secure Act incentives.